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Natera, Inc. — Director's Dealing 2023
Apr 25, 2023
30253_dirs_2023-04-24_8208a214-72da-49db-8c92-0015bea456c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2023-04-20
Reporting Person: Sheena Jonathan (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-20 | Common Stock | M | 190 | — | Acquired | 524936 | Direct |
| 2023-04-21 | Common Stock | S | 57 | $54.27 | Disposed | 524879 | Direct |
| 2023-04-21 | Common Stock | S | 233 | $54.2223 | Disposed | 524646 | Direct |
| 2023-04-21 | Common Stock | M | 143 | — | Acquired | 524789 | Direct |
| 2023-04-24 | Common Stock | S | 43 | $54.98 | Disposed | 524746 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-04-20 | Restricted Stock Unit | $ | M | 190 | Disposed | Common Stock (190) | Direct | |
| 2023-04-21 | Restricted Stock Unit | $ | M | 143 | Disposed | Common Stock (143) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25155 | Indirect |
| Common Stock | 25155 | Indirect |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.
F3: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2022.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.1950 to $54.31 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Held for the benefit of the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership over such securities.
F6: The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.
F7: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter