Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Natera, Inc. Director's Dealing 2023

Jul 25, 2023

30253_dirs_2023-07-24_4b93b53f-befb-4000-b2cc-344a95fc2c30.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2023-07-20

Reporting Person: Brophy Michael Burkes (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-07-20 Common Stock M 1522 Acquired 66355 Direct
2023-07-21 Common Stock M 1145 Acquired 67500 Direct
2023-07-22 Common Stock M 1250 Acquired 68750 Direct
2023-07-24 Common Stock S 1570 $47.8259 Disposed 67180 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-07-20 Restricted Stock Unit $ M 1522 Disposed Common Stock (1522) Direct
2023-07-21 Restricted Stock Unit $ M 1145 Disposed Common Stock (1145) Direct
2023-07-22 Restricted Stock Unit $ M 1250 Disposed Common Stock (1250) Direct

Footnotes

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.2412 to $47.8365 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6: The RSUs vest over four years. 25% of the RSUs vested on October 22, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.