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Natera, Inc. — Director's Dealing 2023
Jul 25, 2023
30253_dirs_2023-07-24_4b93b53f-befb-4000-b2cc-344a95fc2c30.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2023-07-20
Reporting Person: Brophy Michael Burkes (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-20 | Common Stock | M | 1522 | — | Acquired | 66355 | Direct |
| 2023-07-21 | Common Stock | M | 1145 | — | Acquired | 67500 | Direct |
| 2023-07-22 | Common Stock | M | 1250 | — | Acquired | 68750 | Direct |
| 2023-07-24 | Common Stock | S | 1570 | $47.8259 | Disposed | 67180 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-07-20 | Restricted Stock Unit | $ | M | 1522 | Disposed | Common Stock (1522) | Direct | |
| 2023-07-21 | Restricted Stock Unit | $ | M | 1145 | Disposed | Common Stock (1145) | Direct | |
| 2023-07-22 | Restricted Stock Unit | $ | M | 1250 | Disposed | Common Stock (1250) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.2412 to $47.8365 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.
F5: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.
F6: The RSUs vest over four years. 25% of the RSUs vested on October 22, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.