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Natera, Inc. — Director's Dealing 2023
Oct 25, 2023
30253_dirs_2023-10-24_ed412ce1-8e1a-48b0-9e5a-179f732bb9cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2023-10-20
Reporting Person: RABINOWITZ DANIEL (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-20 | Common Stock | M | 856 | — | Acquired | 179966 | Direct |
| 2023-10-21 | Common Stock | M | 644 | — | Acquired | 180610 | Direct |
| 2023-10-23 | Common Stock | S | 803 | $40.3904 | Disposed | 179807 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-10-20 | Restricted Stock Unit | $ | M | 856 | Disposed | Common Stock (856) | Direct | |
| 2023-10-21 | Restricted Stock Unit | $ | M | 644 | Disposed | Common Stock (644) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.
F3: The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.
F4: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.