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Natera, Inc. — Director's Dealing 2023
Oct 25, 2023
30253_dirs_2023-10-24_8dc99740-c3c5-460d-8abf-d120b509bf87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2023-10-20
Reporting Person: Chapman Steven Leonard (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-20 | Common Stock | M | 3386 | — | Acquired | 220940 | Direct |
| 2023-10-21 | Common Stock | M | 1775 | — | Acquired | 222715 | Direct |
| 2023-10-23 | Common Stock | S | 2595 | $40.3904 | Disposed | 220120 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-10-20 | Restricted Stock Unit | $ | M | 3386 | Disposed | Common Stock (3386) | Direct | |
| 2023-10-21 | Restricted Stock Unit | $ | M | 1775 | Disposed | Common Stock (1775) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.
F3: The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.
F4: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.