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Natera, Inc. Director's Dealing 2022

Mar 17, 2022

30253_dirs_2022-03-16_fe94e449-e3a8-4768-8b4c-610ed2863de6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2022-03-14

Reporting Person: Rabinowitz Matthew (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-03-14 Common Stock M 160000 $2.6569 Acquired 678838 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-03-14 Stock Option (right to buy) $2.6569 M 160000 Disposed 2024-02-25 Common Stock (160000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 613496 Indirect
Common Stock 200000 Indirect

Footnotes

F1: The Reporting Person is a trustee of the Matthew Rabinowitz Grantor Retained Annuity Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F2: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F3: The option shares were fully vested as of the grant date.