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Natera, Inc. Director's Dealing 2022

Apr 16, 2022

30253_dirs_2022-04-15_ea46aa5f-f76f-4826-8164-906d960363b0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2022-04-13

Reporting Person: Rabinowitz Matthew (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-04-13 Common Stock M 307 Acquired 634546 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-04-13 Restricted Stock Unit $ M 307 Disposed Common Stock (307) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 613496 Indirect
Common Stock 200000 Indirect

Footnotes

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2: The Reporting Person is a trustee of the Matthew Rabinowitz Grantor Retained Annuity Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F3: The RMDM Trust is an irrevocable spendthrift trust for the benefit of the Reporting Person and other discretionary beneficiaries, pursuant to Nevada Revised Statutes Chapter 166. Under the RMDM Trust, the Reporting Person has no enforceable rights to distributions. The RMDM Trust is a fully discretionary trust and the distribution decisions for the RMDM Trust are vested in a committee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F4: The RSUs vest over four years. 25% of the RSUs vested on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.