Natera, Inc. — Director's Dealing 2021

Jan 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-01-22

Reporting Person: Sheena Jonathan (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-22	Common Stock	M	40000	$1.141	Acquired	432860	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-22	Stock Option (right to buy)	$1.141	M	40000	Disposed	2022-09-20	Common Stock (40000)	Direct
2021-01-22	Restricted Stock Units	$	A	2289	Acquired		Common Stock (2289)	Direct
2021-01-22	Restricted Stock Units	$	A	2289	Acquired		Common Stock (2289)	Direct

Footnotes

F1: The option shares are fully vested and may be exercised at any time.

F2: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive one share of common stock of the Issuer.

F3: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4: The RSUs shall vest when the Issuer has achieved a specified annual revenue.