Natera, Inc. — Director's Dealing 2021

Jan 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-01-13

Reporting Person: Chapman Steven Leonard (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-13	Common Stock	M	1118	$10.41	Acquired	38282	Direct
2021-01-13	Common Stock	M	1042	$10.73	Acquired	39324	Direct
2021-01-13	Common Stock	M	1526	$9.29	Acquired	40850	Direct
2021-01-13	Common Stock	M	1042	$13.01	Acquired	41892	Direct
2021-01-13	Common Stock	M	1042	$20.27	Acquired	42394	Direct
2021-01-13	Common Stock	M	2385	$25.46	Acquired	45319	Direct
2021-01-13	Common Stock	S	8155	$115	Disposed	37164	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-13	Stock Option (right to buy)	$10.41	M	1118	Disposed	2027-06-08	Common Stock (1118)	Direct
2021-01-13	Stock Option (right to buy)	$10.73	M	1042	Disposed	2027-07-13	Common Stock (1042)	Direct
2021-01-13	Stock Option (right to buy)	$9.29	M	1526	Disposed	2028-03-08	Common Stock (1526)	Direct
2021-01-13	Stock Option (right to buy)	$13.01	M	1042	Disposed	2029-01-10	Common Stock (1042)	Direct
2021-01-13	Stock Option (right to buy)	$20.27	M	1042	Disposed	2029-04-11	Common Stock (1042)	Direct
2021-01-13	Stock Option (right to buy)	$25.46	M	2385	Disposed	2030-03-26	Common Stock (2385)	Direct

Footnotes

F1: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.

F2: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

F3: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

F4: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

F5: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

F6: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

F7: The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of October 1, 2020, the Company's Board of Director determined the performance criteria had been met with respect to 37,500 shares.