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Natera, Inc. — Director's Dealing 2021
Feb 26, 2021
30253_dirs_2021-02-25_75ede92f-a6cf-48d1-88ab-304cf05712d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-02-23
Reporting Person: Sheena Jonathan (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-23 | Common Stock | A | 3225 | — | Acquired | 436085 | Direct |
| 2021-02-24 | Common Stock | M | 10000 | $1.141 | Acquired | 446085 | Direct |
| 2021-02-25 | Common Stock | S | 1038 | $106.6918 | Disposed | 445047 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-24 | Stock Option (right to buy) | $1.141 | M | 10000 | Disposed | 2022-09-20 | Common Stock (10000) | Direct |
Footnotes
F1: On April 12, 2019, the Reporting Person was granted a performance-based Restricted Stock Units (the "RSUs") covering 6,450 shares of common stock, which vests in tranches upon the Issuer achieving certain specified financial and operating metrics. On February 23, 2021, the milestones were satisfied for the vesting of RSUs covering 3,225 shares of common stock.
F2: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.68 o $106.9112 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The option shares are fully vested and may be exercised at any time.