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Natera, Inc. — Director's Dealing 2021
Mar 12, 2021
30253_dirs_2021-03-11_bb74dbe9-0e58-41ca-a304-3912b0ef8258.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-03-09
Reporting Person: Schueren Robert Alan (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-09 | Common Stock | M | 12500 | — | Acquired | 12500 | Direct |
| 2021-03-10 | Common Stock | S | 6231 | $97.31 | Disposed | 6269 | Direct |
| 2021-03-10 | Common Stock | S | 96 | $98.525 | Disposed | 6173 | Direct |
| 2021-03-11 | Common Stock | S | 6173 | $102.546 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-09 | Restricted Stock Units | $ | M | 12500 | Disposed | Common Stock (12500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 52637 | Indirect |
Footnotes
F1: Each Restricted Stock Unit (" RSUs") represents a contingent right to receive one share of the common stock of the issuer.
F2: Excludes 50,437 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.
F3: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.
F4: On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On March 9, 2021, the criteria was satisfied for the vesting of RSUs covering 12,500 shares of common stock.