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Natera, Inc. Director's Dealing 2021

Mar 12, 2021

30253_dirs_2021-03-11_bb74dbe9-0e58-41ca-a304-3912b0ef8258.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-03-09

Reporting Person: Schueren Robert Alan (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-09 Common Stock M 12500 Acquired 12500 Direct
2021-03-10 Common Stock S 6231 $97.31 Disposed 6269 Direct
2021-03-10 Common Stock S 96 $98.525 Disposed 6173 Direct
2021-03-11 Common Stock S 6173 $102.546 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-09 Restricted Stock Units $ M 12500 Disposed Common Stock (12500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 52637 Indirect

Footnotes

F1: Each Restricted Stock Unit (" RSUs") represents a contingent right to receive one share of the common stock of the issuer.

F2: Excludes 50,437 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

F3: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

F4: On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On March 9, 2021, the criteria was satisfied for the vesting of RSUs covering 12,500 shares of common stock.