Natera, Inc. — Director's Dealing 2021

Mar 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-03-21

Reporting Person: Brophy Michael Burkes (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-21	Common Stock	M	1118	—	Acquired	64488	Direct
2021-03-22	Common Stock	S	448	$105.0400	Disposed	64040	Direct
2021-03-22	Common Stock	M	1078	—	Acquired	65118	Direct
2021-03-23	Common Stock	S	436	$101.7217	Disposed	64682	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-21	Restricted Stock Unit	$	M	1118	Disposed		Common Stock (1118)	Direct
2021-03-22	Restricted Stock Unit	$	M	1078	Disposed		Common Stock (1078)	Direct

Footnotes

F1: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

F4: Represents the partial vesting and settlement of RSUs, starting March 22, 2020.

F5: The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.