Natera, Inc. — Director's Dealing 2021

Mar 30, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-03-25

Reporting Person: Chapman Steven Leonard (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-25	Common Stock	M	6909	$10.41	Acquired	37185	Direct
2021-03-25	Common Stock	M	2721	$10.73	Acquired	39906	Direct
2021-03-27	Common Stock	M	20732	—	Acquired	60638	Direct
2021-03-29	Common Stock	S	10335	$83.70	Disposed	50303	Direct
2021-03-29	Common Stock	S	1141	$86.2156	Disposed	49162	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-25	Stock Option (right to buy)	$10.41	M	6909	Disposed	2027-06-08	Common Stock (6909)	Direct
2021-03-25	Stock Option (right to buy)	$10.73	M	2721	Disposed	2027-07-13	Common Stock (2721)	Direct
2021-03-27	Restricted Stock Unit	$	M	20732	Disposed		Common Stock (20732)	Direct

Footnotes

F1: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 27, 2021.

F2: Each RSU represents a contingent right to receive one share of common stock of the issuer.

F3: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

F4: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

F5: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

F6: The RSUs vest over four years. 25% of the RSUs vest on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.