AI assistant
Natera, Inc. — Director's Dealing 2021
Mar 31, 2021
30253_dirs_2021-03-30_fb6c82ab-6592-46ae-a1f9-6fa44380703b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-03-26
Reporting Person: Sheena Jonathan (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-26 | Common Stock | M | 10000 | $1.1410 | Acquired | 457740 | Direct |
| 2021-03-27 | Common Stock | M | 1787 | — | Acquired | 459527 | Direct |
| 2021-03-29 | Common Stock | S | 528 | $83.7000 | Disposed | 458999 | Direct |
| 2021-03-29 | Common Stock | S | 58 | $86.2115 | Disposed | 458941 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-26 | Stock Option (right to buy) | $1.1410 | M | 10000 | Disposed | 2022-09-20 | Common Stock (10000) | Direct |
| 2021-03-27 | Restricted Stock Units | $ | M | 1787 | Disposed | Common Stock (1787) | Direct |
Footnotes
F1: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 27, 2021.
F2: Each RSU represents a contingent right to receive one share of the common stock of the issuer.
F3: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.
F4: The option shares are fully vested and may be exercised at any time.
F5: The RSUs vest over four years. 25% of the RSUs vest on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.