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Natera, Inc. Director's Dealing 2021

Mar 31, 2021

30253_dirs_2021-03-30_fb6c82ab-6592-46ae-a1f9-6fa44380703b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-03-26

Reporting Person: Sheena Jonathan (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-26 Common Stock M 10000 $1.1410 Acquired 457740 Direct
2021-03-27 Common Stock M 1787 Acquired 459527 Direct
2021-03-29 Common Stock S 528 $83.7000 Disposed 458999 Direct
2021-03-29 Common Stock S 58 $86.2115 Disposed 458941 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-26 Stock Option (right to buy) $1.1410 M 10000 Disposed 2022-09-20 Common Stock (10000) Direct
2021-03-27 Restricted Stock Units $ M 1787 Disposed Common Stock (1787) Direct

Footnotes

F1: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 27, 2021.

F2: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

F4: The option shares are fully vested and may be exercised at any time.

F5: The RSUs vest over four years. 25% of the RSUs vest on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.