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Natera, Inc. — Director's Dealing 2021
Apr 15, 2021
30253_dirs_2021-04-14_48e5e7f4-d404-45eb-9281-773aa3e7c6c7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-04-12
Reporting Person: Sheena Jonathan (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-12 | Common Stock | M | 7150 | — | Acquired | 466091 | Direct |
| 2021-04-13 | Common Stock | S | 3213 | $104.2125 | Disposed | 462878 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-12 | Restricted Stock Units | $ | M | 7150 | Disposed | Common Stock (7150) | Direct |
Footnotes
F1: Represents the full vesting and settlement of Restricted Stock Units ("RSUs").
F2: Each RSU represents a contingent right to receive one share of the common stock of the issuer.
F3: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.
F4: The RSUs vested upon the determination of the issuer's Compensation Committee to vest the award, subject to trading restrictions on the underlying shares.
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