Natera, Inc. — Director's Dealing 2021

Apr 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-04-12

Reporting Person: Schueren Robert Alan (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-12	Common Stock	M	43990	—	Acquired	50972	Direct
2021-04-13	Common Stock	S	22093	$104.2125	Disposed	28879	Direct
2021-04-13	Common Stock	M	1281	$13.01	Acquired	30160	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-12	Restricted Stock Units	$	M	43990	Disposed		Common Stock (43990)	Direct
2021-04-13	Stock Option (right to buy)	$13.01	M	1281	Disposed	2029-01-10	Common Stock (1281)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	52637	Indirect

Footnotes

F1: Represents the full vesting and settlement of Restricted Stock Units ("RSUs").

F2: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

F4: The RSUs vested upon the determination of the issuer's Compensation Committee to vest the award, subject to trading restrictions on the underlying shares.

F5: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.