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Natera, Inc. — Director's Dealing 2021
May 21, 2021
30253_dirs_2021-05-20_bfc63732-53a5-4dad-8b46-e55c3aea0938.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-05-18
Reporting Person: Brophy Michael Burkes (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-18 | Common Stock | M | 10564 | $10.41 | Acquired | 99222 | Direct |
| 2021-05-18 | Common Stock | M | 5035 | $9.29 | Acquired | 104257 | Direct |
| 2021-05-18 | Common Stock | M | 5208 | $19.68 | Acquired | 109465 | Direct |
| 2021-05-18 | Common Stock | S | 15240 | $93.1604 | Disposed | 94225 | Direct |
| 2021-05-18 | Common Stock | S | 5567 | $93.6765 | Disposed | 88658 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-18 | Stock Option (right to buy) | $10.41 | M | 10564 | Disposed | 2027-06-08 | Common Stock (10564) | Direct |
| 2021-05-18 | Stock Option (right to buy) | $9.29 | M | 5035 | Disposed | 2028-03-08 | Common Stock (5035) | Direct |
| 2021-05-18 | Stock Option (right to buy) | $19.68 | M | 5208 | Disposed | 2029-03-21 | Common Stock (5208) | Direct |
Footnotes
F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.51 to $93.50 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.5150 to $93.95 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.
F4: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.
F5: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.