Natera, Inc. — Director's Dealing 2021

Jul 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-07-07

Reporting Person: Schueren Robert Alan (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-07	Common Stock	M	3984	—	Acquired	27249	Direct
2021-07-08	Common Stock	S	2032	$113.3378	Disposed	25217	Direct
2021-07-01	Common Stock	G	600	—	Disposed	53863	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-07-07	Restricted Stock Unit	$	M	3984	Disposed		Common Stock (3984)	Direct

Footnotes

F1: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting January 7, 2020.

F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.2411 to $113.34 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Represents a charitable contribution by the Reporting Person.

F6: Mr. Schueren is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust, and has voting and dispositive power with respect to the reported shares. Mr. Schueren disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F7: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.