Natera, Inc. — Director's Dealing 2021

Jul 14, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-07-09

Reporting Person: Sheena Jonathan (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-09	Common Stock	M	378	$5.3953	Acquired	456008	Direct
2021-07-09	Common Stock	M	346	$9.59	Acquired	456354	Direct
2021-07-09	Common Stock	M	2200	$10.41	Acquired	458554	Direct
2021-07-09	Common Stock	M	2623	$9.29	Acquired	461177	Direct
2021-07-09	Common Stock	S	5547	$121	Disposed	455630	Direct
2021-07-12	Common Stock	M	65	$5.3953	Acquired	455695	Direct
2021-07-12	Common Stock	M	32	$9.59	Acquired	455727	Direct
2021-07-12	Common Stock	M	488	$10.41	Acquired	456215	Direct
2021-07-12	Common Stock	M	784	$9.29	Acquired	456999	Direct
2021-07-12	Common Stock	S	1201	$121.2966	Disposed	455798	Direct
2021-07-12	Common Stock	S	168	$122.6819	Disposed	455630	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-07-09	Stock Option (right to buy)	$5.3953	M	378	Disposed	2024-12-09	Common Stock (378)	Direct
2021-07-09	Stock Option (right to buy)	$9.59	M	346	Disposed	2026-04-07	Common Stock (346)	Direct
2021-07-09	Stock Option (right to buy)	$10.41	M	2200	Disposed	2027-06-08	Common Stock (2200)	Direct
2021-07-09	Stock Option (right to buy)	$9.29	M	2623	Disposed	2028-03-08	Common Stock (2623)	Direct
2021-07-12	Common Stock	$5.3953	M	65	Disposed	2024-12-09	Common Stock (65)	Direct
2021-07-12	Common Stock	$9.59	M	32	Disposed	2026-04-07	Common Stock (32)	Direct
2021-07-12	Common Stock	$10.41	M	488	Disposed	2027-06-08	Common Stock (488)	Direct
2021-07-12	Common Stock	$9.29	M	784	Disposed	2028-03-08	Common Stock (784)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.08 to $121.77 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.17 to $123.03 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The option shares vested fully and became exercisable on November 20, 2019.

F5: The option shares vested fully and became exercisable on April 1, 2020.

F6: The option shares vested fully and became exercisable on March 21, 2021.

F7: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.