Natera, Inc. — Director's Dealing 2021

Aug 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-08-11

Reporting Person: Schueren Robert Alan (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-11	Common Stock	M	1281	$13.01	Acquired	26498	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-11	Stock Option (right to buy)	$13.01	M	1281	Disposed	2029-01-10	Common Stock (1281)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	53863	Indirect

Footnotes

F1: No shares were sold by the Reporting Person and the shares received upon exercise of the stock option are subject to a Lock-Up Agreement that expires on September 19, 2021. The exercise of the option is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F2: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

F3: Mr. Schueren is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust, and has voting and dispositive power with respect to the reported shares. Mr. Schueren disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F4: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.