Natera, Inc. — Director's Dealing 2021

Sep 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-08-30

Reporting Person: Sheena Jonathan (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-30	Common Stock	M	310	$5.3953	Acquired	455940	Direct
2021-08-30	Common Stock	M	168	$9.59	Acquired	456108	Direct
2021-08-30	Common Stock	M	1900	$10.41	Acquired	458008	Direct
2021-08-30	Common Stock	M	1942	$9.29	Acquired	459950	Direct
2021-08-30	Common Stock	S	4320	$121.3620	Disposed	455630	Direct
2021-09-01	Common Stock	M	1018	$5.3953	Acquired	456648	Direct
2021-09-01	Common Stock	M	552	$9.59	Acquired	457200	Direct
2021-09-01	Commom Stock	M	6545	$10.41	Acquired	463745	Direct
2021-09-01	Common Stock	M	5424	$9.29	Acquired	469169	Direct
2021-09-01	Common Stock	S	13539	$121.1222	Disposed	455630	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-30	Stock Option (right to buy)	$5.3953	M	310	Disposed	2024-12-09	Common Stock (310)	Direct
2021-08-30	Stock Option (right to buy)	$9.59	M	168	Disposed	2026-04-07	Common Stock (168)	Direct
2021-08-30	Stock Option (right to buy)	$10.41	M	1900	Disposed	2027-06-08	Common Stock (1900)	Direct
2021-08-30	Stock Option (right to buy)	$9.29	M	1942	Disposed	2028-03-08	Common Stock (1942)	Direct
2021-09-01	Stock Option (right to buy)	$5.3953	M	1018	Disposed	2024-12-09	Common Stock (1018)	Direct
2021-09-01	Stock Option (right to buy)	$9.59	M	552	Disposed	2026-04-07	Common Stock (552)	Direct
2021-09-01	Stock Option (right to buy)	$10.41	M	6545	Disposed	2027-06-08	Common Stock (6545)	Direct
2021-09-01	Stock Option (right to buy)	$9.29	M	5424	Disposed	2028-03-08	Common Stock (5424)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2021. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.00 to $121.60 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.00 to $121.54 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

F5: The option shares vested fully and became exercisable on November 20, 2019.

F6: The option shares vested fully and became exercisable on April 1, 2020.

F7: The option shares vested fully and became exercisable on March 21, 2021.

F8: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.