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Natera, Inc. — Director's Dealing 2021
Sep 4, 2021
30253_dirs_2021-09-03_55e50f42-540a-4d23-a050-468f1725510d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-09-02
Reporting Person: Cozzens Todd C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-02 | Common Stock | M | 2733 | $1.3855 | Acquired | 15723 | Direct |
| 2021-09-02 | Common Stock | M | 11169 | $11.80 | Acquired | 26892 | Direct |
| 2021-09-02 | Common Stock | M | 10578 | $10.41 | Acquired | 37470 | Direct |
| 2021-09-02 | Common Stock | S | 8841 | $120.9623 | Disposed | 28629 | Direct |
| 2021-09-02 | Common Stock | S | 10666 | $121.9634 | Disposed | 17963 | Direct |
| 2021-09-02 | Common Stock | S | 4764 | $122.7058 | Disposed | 23865 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-02 | Stock Option (right to buy) | $1.3855 | M | 2733 | Disposed | 2023-04-17 | Common Stock (2733) | Direct |
| 2021-09-02 | Stock Option (right to buy) | $11.80 | M | 11169 | Disposed | 2026-06-09 | Common Stock (11169) | Direct |
| 2021-09-02 | Stock Option (right to buy) | $10.41 | M | 10578 | Disposed | 2027-06-08 | Common Stock (10578) | Direct |
Footnotes
F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.48 to $121.42 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.50 to $122.49 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.50 to $123.1050 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The option shares vested fully and became exercisable on March 21, 2021.
F5: The option shares vested fully and became exercisable on May 23, 2017.
F6: The option shares vested fully and became exercisable on May 16, 2018.