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Natera, Inc. — Director's Dealing 2021
Oct 13, 2021
30253_dirs_2021-10-12_6e7c117a-439b-4bf0-92a4-c6445eb9c4b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-10-07
Reporting Person: Schueren Robert Alan (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-07 | Common Stock | M | 3984 | — | Acquired | 27199 | Direct |
| 2021-10-08 | Common Stock | S | 1986 | $117.08 | Disposed | 25213 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-07 | Restricted Stock Unit | $ | M | 3984 | Disposed | Common Stock (3984) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 64686 | Indirect |
Footnotes
F1: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting January 7, 2020.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F3: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.
F4: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F5: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.