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Natera, Inc. — Director's Dealing 2021
Nov 10, 2021
30253_dirs_2021-11-09_a1cd3773-8e30-41ef-b021-a79a692f419a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-11-08
Reporting Person: ROSENMAN HERM (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-08 | Common Stock | M | 44503 | $2.6569 | Acquired | 95778 | Direct |
| 2021-11-08 | Common Stock | S | 39171 | $117.1273 | Disposed | 56607 | Direct |
| 2021-11-08 | Common Stock | S | 2100 | $118.7880 | Disposed | 54507 | Direct |
| 2021-11-08 | Common Stock | S | 2832 | $119.6180 | Disposed | 51675 | Direct |
| 2021-11-08 | Common Stock | S | 400 | $120.2400 | Disposed | 51275 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-08 | Stock Option (right to buy) | $2.6569 | M | 44503 | Disposed | 2024-02-24 | Common Stock (44503) | Direct |
Footnotes
F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.00 to $117.92 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The prior Form 4 report filed on November 9, 2021 inaccurately reflected $17.1273 as the weighted average sales price instead of $117.1273.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.12 to $119.0250 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.16 to $120.11 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.19 to $120.31 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The option shares are fully vested and may be exercised at any time.