Natera, Inc. — Director's Dealing 2021

Dec 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-12-01

Reporting Person: Chapman Steven Leonard (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-01	Common Stock	M	3053	$9.29	Acquired	38639	Direct
2021-12-01	Common Stock	M	2083	$13.01	Acquired	40722	Direct
2021-12-01	Common Stock	M	2083	$20.27	Acquired	42805	Direct
2021-12-01	Common Stock	S	3315	$90.4451	Disposed	39490	Direct
2021-12-01	Common Stock	S	3904	$91.0934	Disposed	35586	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-01	Stock Option (right to buy)	$9.29	M	3053	Disposed	2028-03-08	Common Stock (3053)	Direct
2021-12-01	Stock Option (right to buy)	$13.01	M	2083	Disposed	2029-01-10	Common Stock (2083)	Direct
2021-12-01	Stock Option (right to buy)	$20.27	M	2083	Disposed	2029-04-11	Common Stock (2083)	Direct

Footnotes

F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2021, as amended on May 14, 2021.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.89 to $90.83 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.90 to $91.65 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

F5: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

F6: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.