AI assistant
Natera, Inc. — Director's Dealing 2021
Dec 28, 2021
30253_dirs_2021-12-27_5f50f933-bfdd-445f-ad77-f474cb693e4b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2021-12-22
Reporting Person: Chapman Steven Leonard (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-22 | Common Stock | M | 182 | — | Acquired | 41568 | Direct |
| 2021-12-22 | Common Stock | M | 3125 | — | Acquired | 44693 | Direct |
| 2021-12-23 | Common Stock | S | 1649 | $92.99 | Disposed | 43044 | Direct |
| 2021-12-23 | Common Stock | S | 8 | $94.5431 | Disposed | 43036 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-22 | Restricted Stock Unit | $ | M | 182 | Disposed | Common Stock (182) | Direct | |
| 2021-12-22 | Restricted Stock Unit | $ | M | 3125 | Disposed | Common Stock (3125) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.5246 to $94.6726 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.