Natera, Inc. — Director's Dealing 2020

Jul 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2020-04-13

Reporting Person: Rabinowitz Matthew (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-13	Common Stock	M	307	—	Acquired	1110112	Direct
2020-07-13	Common Stock	M	307	—	Acquired	1110419	Direct
2020-07-14	Common Stock	S	108	$45.98	Disposed	1110311	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-13	Restricted Stock Unit	$	M	307	Disposed		Common Stock (307)	Direct
2020-07-13	Restricted Stock Unit	$	M	307	Disposed		Common Stock (307)	Direct

Footnotes

F1: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting April 13, 2019.

F2: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3: The number of shares reported in Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of this transaction.

F4: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

F5: The RSUs vest over four years. 25% of the RSUs vest on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.