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Natera, Inc. Director's Dealing 2020

Dec 11, 2020

30253_dirs_2020-12-11_85a8cc21-211b-499b-aea5-cbb0ea659d52.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2020-12-09

Reporting Person: Rabinowitz Matthew (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-09 Common Stock M 2818 Acquired 575392 Direct
2020-12-10 Common Stock S 996 $92.5886 Disposed 574396 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-09 Restricted Stock Units $ M 2818 Disposed Common Stock (2818) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 613496 Indirect
Common Stock 40000 Indirect

Footnotes

F1: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 9, 2019.

F2: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.50 to $92.59 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.