Natera, Inc. — Director's Dealing 2020

Jun 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2020-06-15

Reporting Person: Chapman Steven Leonard (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-15	Common Stock	M	559	$10.41	Acquired	26433	Direct
2020-06-15	Common Stock	M	521	$10.73	Acquired	26954	Direct
2020-06-15	Common Stock	M	1042	$13.01	Acquired	27996	Direct
2020-06-15	Common Stock	M	1526	$9.29	Acquired	29522	Direct
2020-06-15	Common Stock	M	521	$20.27	Acquired	30043	Direct
2020-06-15	Common Stock	S	3782	$40.5908	Disposed	26261	Direct
2020-06-15	Common Stock	S	675	$41.3566	Disposed	25586	Direct
2020-06-16	Common Stock	M	559	$10.41	Acquired	26145	Direct
2020-06-16	Common Stock	M	521	$10.73	Acquired	26666	Direct
2020-06-16	Common Stock	M	1042	$13.01	Acquired	27708	Direct
2020-06-16	Common Stock	M	1526	$9.29	Acquired	29234	Direct
2020-06-16	Common Stock	M	521	$20.27	Acquired	29755	Direct
2020-06-16	Common Stock	S	4457	$45	Disposed	25298	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-15	Stock Option (right to buy)	$10.41	M	559	Disposed	2027-06-08	Common Stock (559)	Direct
2020-06-15	Stock Option (right to buy)	$10.73	M	521	Disposed	2027-07-13	Common Stock (521)	Direct
2020-06-15	Stock Option (right to buy)	$13.01	M	1042	Disposed	2029-01-10	Common Stock (1042)	Direct
2020-06-15	Stock Option (right to buy)	$9.29	M	1526	Disposed	2028-03-08	Common Stock (1526)	Direct
2020-06-15	Stock Option (right to buy)	$20.27	M	521	Disposed	2029-04-11	Common Stock (521)	Direct
2020-06-16	Stock Option (right to buy)	$10.41	M	559	Disposed	2027-06-08	Common Stock (559)	Direct
2020-06-16	Common Stock (right to buy)	$10.73	M	521	Disposed	2017-07-13	Common Stock (521)	Direct
2020-06-16	Stock Option (right to buy)	$13.01	M	1042	Disposed	2029-01-10	Common Stock (1042)	Direct
2020-06-16	Stock Option (right to buy)	$9.29	M	1526	Disposed	2028-03-08	Common Stock (1526)	Direct
2020-06-16	Stock Option (right to buy)	$20.27	M	521	Disposed	2019-04-11	Common Stock (521)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2020.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.315 to $41.47 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

F5: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

F6: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

F7: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

F8: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.