Natera, Inc. — Director's Dealing 2020

Oct 22, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2020-10-20

Reporting Person: Sheena Jonathan (Director, Chief Technology Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-20	Common Stock	M	13000	$1.141	Acquired	290034	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-20	Stock Option (right to buy)	$1.141	M	13000	Disposed	2022-09-20	Common Stock (13000)	Direct

Footnotes

F1: No shares were sold by the Reporting Person and the shares received upon exercise of the stock option are subject to a Lock-Up Agreement that expires on November 10, 2020. The exercise of the option is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F2: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

F3: The option shares are fully vested and may be exercised at any time.