Natera, Inc. — Director's Dealing 2020

Mar 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2020-03-21

Reporting Person: Chapman Steven Leonard (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-21	Common Stock	M	1118	—	Acquired	2268	Direct
2020-03-22	Common Stock	M	727	—	Acquired	2995	Direct
2020-03-22	Common Stock	M	12500	—	Acquired	15495	Direct
2020-03-23	Common Stock	S	580	$24.0919	Disposed	14915	Direct
2020-03-23	Common Stock	S	377	$24.0883	Disposed	14538	Direct
2020-03-23	Common Stock	S	6467	$24.0966	Disposed	8071	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-21	Restricted Stock Unit	$	M	1118	Disposed		Common Stock (1118)	Direct
2020-03-22	Restricted Stock Unit	$	M	727	Disposed		Common Stock (727)	Direct
2020-03-22	Restricted Stock Unit	$	M	12500	Disposed		Common Stock (12500)	Direct

Footnotes

F1: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.

F2: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.

F3: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F4: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

F5: The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.