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Natera, Inc. — Director's Dealing 2020
Aug 11, 2020
30253_dirs_2020-08-11_ba050ec5-7f0f-4076-a2aa-0ac437a2bc7f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2020-08-07
Reporting Person: Baynes Roy D. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-07 | Common Stock | M | 1300 | $24.42 | Acquired | 1300 | Direct |
| 2020-08-07 | Common Stock | S | 1300 | $53.4715 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-07 | Stock Option (right to buy) | $24.42 | M | 1300 | Disposed | 2028-09-13 | Common Stock (1300) | Direct |
Footnotes
F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.35 to $53.50 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The option shares vest over three years. A third of the option shares vested and became exercisable on July 25, 2019 with the remaining shares vesting in 2 equal annual installments thereafter. The initial option will become fully vested and exercisable in the event that the Company is subject to a change in control.