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Natera, Inc. — Director's Dealing 2020
Mar 11, 2020
30253_dirs_2020-03-11_98b8afdb-24c2-4186-ba7b-69b346bdf4ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2020-03-09
Reporting Person: Rabinowitz Matthew (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-02 | Common Stock | G | 100000 | — | Disposed | 1104973 | Direct |
| 2020-03-09 | Common Stock | M | 2818 | — | Acquired | 1107791 | Direct |
| 2020-03-10 | Common Stock | S | 1107 | $33.36 | Disposed | 1106684 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-09 | Restricted Stock Unit | $ | M | 2818 | Disposed | Common Stock (2818) | Direct |
Footnotes
F1: This transactions represent a gift for no value by the Reporting Person.
F2: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 09, 2019.
F3: Each RSU represents a contingent right to receive one share of the common stock of the issuer.
F4: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.
F5: The RSUs vest over four years. 25% of the RSUs vest on March 09, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.