Natera, Inc. — Director's Dealing 2020

Jan 14, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2020-01-10

Reporting Person: HEALY JAMES (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-10	Common Stock	M	11169	$11.80	Acquired	18447	Direct
2020-01-10	Common Stock	M	11169	$10.41	Acquired	29616	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-10	Stock Option (Right to Buy)	$11.80	M	11169	Disposed	2026-06-09	Common Stock (11169)	Direct
2020-01-10	Stock Option (Right to Buy)	$10.41	M	11169	Disposed	2027-06-08	Common Stock (11169)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1550280	Indirect
Common Stock	1550280	Indirect

Footnotes

F1: The option, representing a right to purchase a total of 11,169 shares, became fully exercisable on June 10, 2016.

F2: The option, representing a right to purchase a total of 11,169 shares, became fully exercisable on June 9, 2017.

F3: Mr. Healy is a managing member of each of Sofinnova Management VIII, L.L.C. ("Sofinnova Management VIII") and Sofinnova Management IX, L.L.C. ("Sofinnova Management IX"). Sofinnova Management VIII is the general partner of Sofinnova Venture Partners VIII, L.P., and Sofinnova Management IX is the general partner of Sofinnova Venture Partners IX, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.