Natera, Inc. — Director's Dealing 2020

Apr 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2020-04-06

Reporting Person: Brophy Michael Burkes (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-06	Common Stock	M	625	$9.59	Acquired	24732	Direct
2020-04-06	Common Stock	M	1626	$10.41	Acquired	26358	Direct
2020-04-06	Common Stock	S	625	$29.01	Disposed	25733	Direct
2020-04-06	Common Stock	S	1626	$29.01	Disposed	24107	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-06	Stock Option (right to buy)	$9.59	M	625	Disposed	2026-04-07	Common Stock (625)	Direct
2020-04-06	Stock Option (right to buy)	$10.41	M	1626	Disposed	2027-06-08	Common Stock (1626)	Direct

Footnotes

F1: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/31/2019.

F2: The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.

F3: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.