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Natera, Inc. — Director's Dealing 2020
Dec 11, 2020
30253_dirs_2020-12-11_f290a42b-c055-467f-842c-a2405127a391.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2020-12-09
Reporting Person: Brophy Michael Burkes (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-09 | Common Stock | M | 3020 | — | Acquired | 59897 | Direct |
| 2020-12-10 | Common Stock | S | 1214 | $92.5886 | Disposed | 58683 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-09 | Restricted Stock Unit | $ | M | 3020 | Disposed | Common Stock (3020) | Direct |
Footnotes
F1: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting on March 9, 2019.
F2: Each RSU represents a contingent right to receive one share of the common stock of the issuer.
F3: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.50 to $92.59 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.