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Natera, Inc. Director's Dealing 2020

Aug 26, 2020

30253_dirs_2020-08-26_810e0e0c-1ddf-4b6f-807c-ac22c1bfd9bf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2020-08-24

Reporting Person: Brophy Michael Burkes (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-24 Common Stock M 1626 $10.41 Acquired 45771 Direct
2020-08-24 Common Stock S 727 $64.931 Disposed 45044 Direct
2020-08-24 Common Stock S 740 $65.909 Disposed 44304 Direct
2020-08-24 Common Stock S 159 $66.66 Disposed 44145 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-24 Stock Option (right to buy) $10.41 M 1626 Disposed 2027-06-08 Common Stock (1626) Direct

Footnotes

F1: The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.56 to $65.46 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.61 to $66.44 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.