Natera, Inc. — Director's Dealing 2019

Dec 3, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2019-11-29

Reporting Person: Brophy Michael Burkes (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-29	Common Stock	M	625	$9.59	Acquired	16630	Direct
2019-11-29	Common Stock	M	2234	$10.41	Acquired	18864	Direct
2019-11-29	Common Stock	S	2859	$37.50	Disposed	16005	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-29	Stock Option (right to buy)	$9.59	M	625	Disposed	2026-04-07	Common Stock (625)	Direct
2019-11-29	Stock Option (right to buy)	$10.41	M	2234	Disposed	2027-06-08	Common Stock (2234)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

F2: The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.

F3: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.