Natera, Inc. — Director's Dealing 2019

Nov 27, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2019-05-16

Reporting Person: HEALY JAMES (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-16	Common Stock	M	7278	—	Acquired	7278	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-05-16	Restricted Stock Unit	$	M	7278	Disposed		Common Stock (7278)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1550280	Indirect
Common Stock	1550280	Indirect

Footnotes

F1: Represents the full vesting and settlement of Restricted Stock Units ("RSUs"), on May 16, 2019.

F2: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

F4: Mr. Healy is a managing member of each of Sofinnova Management VIII, L.L.C. ("Sofinnova Management VIII") and Sofinnova Management IX, L.L.C. ("Sofinnova Management IX"). Sofinnova Management VIII is the general partner of Sofinnova Venture Partners VIII, L.P., and Sofinnova Management IX is the general partner of Sofinnova Venture Partners IX, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.