Natera, Inc. — Director's Dealing 2019

Dec 18, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2019-12-16

Reporting Person: Sheena Jonathan (Director, Chief Technology Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-16	Common Stock	M	37481	$2.6569	Acquired	280267	Direct
2019-12-16	Common Stock	S	37281	$37.6853	Disposed	242986	Direct
2019-12-16	Common Stock	S	200	$38.0050	Disposed	242786	Direct
2019-12-16	Common Stock	M	62519	$5.3953	Acquired	305305	Direct
2019-12-16	Common Stock	S	62219	$37.6969	Disposed	243086	Direct
2019-12-16	Common Stock	S	300	$38.0200	Disposed	242786	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-16	Stock Option (right to buy)	$2.6569	M	37481	Disposed	2024-02-25	Common Stock (37481)	Direct
2019-12-16	Stock Option (right to buy)	$5.3953	M	62519	Disposed	2024-12-09	Common Stock (62519)	Direct

Footnotes

F1: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.99 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.01 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.99 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.03 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The option shares vested fully and became exercisable on February 25, 2014.

F7: The option shares vested fully and became exercisable on November 20,2019.