Natera, Inc. — Director's Dealing 2019

Nov 27, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2019-05-16

Reporting Person: BOTHA ROELOF (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-16	Common Stock	M	7278	—	Acquired	7278	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-05-16	Restricted Stock Unit	$	M	7278	Disposed		Common Stock (7278)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1017509	Indirect
Common Stock	2030367	Indirect
Common Stock	216999	Indirect
Common Stock	75972	Indirect

Footnotes

F1: Represents the full vesting and settlement of Restricted Stock Units ("RSUs"), on May 16, 2019.

F2: Each RSU represents a contingent right to receive one share of the common stock of the issuer.

F3: The RSUs vested in full as of the date of the annual stockholder meeting, May 16, 2019.

F4: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.