Natera, Inc. — Director's Dealing 2019

Aug 12, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2019-08-08

Reporting Person: Brophy Michael Burkes (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-08	Common Stock	M	12500	$9.48	Acquired	26690	Direct
2019-08-08	Common Stock	M	6875	$9.59	Acquired	33565	Direct
2019-08-08	Common Stock	M	24579	$10.41	Acquired	58144	Direct
2019-08-08	Common Stock	S	12500	$29	Disposed	45644	Direct
2019-08-08	Common Stock	S	6875	$29	Disposed	38769	Direct
2019-08-08	Common Stock	S	24579	$29	Disposed	14190	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-08	Stock Option (right to buy)	$9.48	M	12500	Disposed	2025-10-08	Common Stock (12500)	Direct
2019-08-08	Stock Option (right to buy)	$9.59	M	6875	Disposed	2026-04-07	Common Stock (6875)	Direct
2019-08-08	Stock Option (right to buy)	$10.41	M	24579	Disposed	2027-06-08	Common Stock (24579)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

F2: The option shares vest over four years. 25% of the option shares vest and become exercisable on September 4, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.

F3: The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.

F4: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.