Natera, Inc. — Director's Dealing 2019

Aug 12, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2019-08-09

Reporting Person: Chapman Steven Leonard (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-09	Common Stock	M	10209	$9.59	Acquired	20061	Direct
2019-08-09	Common Stock	M	17875	$10.41	Acquired	37936	Direct
2019-08-09	Common Stock	M	42735	$9.29	Acquired	80671	Direct
2019-08-09	Common Stock	M	4793	$7.45	Acquired	85464	Direct
2019-08-09	Common Stock	M	15761	$10.73	Acquired	101225	Direct
2019-08-09	Common Stock	S	10209	$33	Disposed	91016	Direct
2019-08-09	Common Stock	S	17875	$33	Disposed	73141	Direct
2019-08-09	Common Stock	S	42735	$33	Disposed	30406	Direct
2019-08-09	Common Stock	S	4793	$33	Disposed	25613	Direct
2019-08-09	Common Stock	S	15761	$33	Disposed	9852	Direct
2019-08-09	Common Stock	S	7623	$33	Disposed	2229	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-09	Stock Option (right to buy)	$9.59	M	10209	Disposed	2026-04-07	Common Stock (10209)	Direct
2019-08-09	Stock Option (right to buy)	$10.41	M	17875	Disposed	2027-06-08	Common Stock (17875)	Direct
2019-08-09	Stock Option (right to buy)	$9.29	M	42735	Disposed	2028-03-08	Common Stock (42735)	Direct
2019-08-09	Stock Option (right to buy)	$7.45	M	4793	Disposed	2025-03-25	Common Stock (4793)	Direct
2019-08-09	Stock Option (right to buy)	$10.73	M	15761	Disposed	2027-07-13	Common Stock (15761)	Direct

Footnotes

F1: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2019.

F2: The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.

F3: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

F4: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 09, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.

F5: The option shares vest fully and became exercisable on February 16, 2015.

F6: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.