Natera, Inc. — Director's Dealing 2019

Apr 16, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2019-04-12

Reporting Person: Rabinowitz Matthew (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-04-13	Common Stock	M	1227	—	Acquired	1284408	Direct
2019-04-15	Common Stock	S	614	$20.25	Disposed	1283794	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-04-12	Stock Option (right to buy)	$20.27	A	220000	Acquired	2029-04-11	Common Stock (220000)	Direct
2019-04-12	Restricted Stock Units	$	A	6403	Acquired		Common Stock (6403)	Direct
2019-04-13	Restricted Stock Unit	$	M	1227	Disposed		Common Stock (1227)	Direct

Footnotes

F1: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting April 13, 2019.

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.

F4: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

F5: The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6: The RSUs vest over four years. 25% of the RSUs vest on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.