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Natera, Inc. Director's Dealing 2018

Sep 18, 2018

30253_dirs_2018-09-18_255c9f3a-4486-487f-88ab-ef8bc1c07769.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2018-09-14

Reporting Person: ROSENMAN HERM (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-14 Stock Option (right to buy) $24.42 A 11169 Acquired 2028-09-13 Common Stock (11169) Direct
2018-09-14 Restricted Stock Units $ A 5785 Acquired Common Stock (5785) Direct

Footnotes

F1: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.

F3: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.