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Natera, Inc. Director's Dealing 2018

Jul 5, 2018

30253_dirs_2018-07-05_c0fae0a2-786c-46c3-bffd-7b67cf058c44.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2018-07-02

Reporting Person: Brophy Michael Burkes (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-07-02 Common Stock S 3870 $18.0921 Disposed 0 Direct
2018-07-02 Common Stock M 23000 $9.48 Acquired 23000 Direct
2018-07-02 Common Stock S 23000 $18.3287 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-07-02 Stock Option (right to buy) $9.48 M 23000 Disposed 2025-10-08 Common Stock (23000) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2018.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.77 to $18.735 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.70 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The option shares vest over four years. 25% of the option shares vest and become exercisable on September 4, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.