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Natera, Inc. — Director's Dealing 2018
Sep 13, 2018
30253_dirs_2018-09-13_3fb6051f-f875-4f4c-b81c-b54af483298f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2018-09-11
Reporting Person: Chapman Steven Leonard (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-11 | Common Stock | M | 13421 | $2.6569 | Acquired | 16628 | Direct |
| 2018-09-11 | Common Stock | M | 10225 | $3.7816 | Acquired | 26853 | Direct |
| 2018-09-11 | Common Stock | M | 5377 | $7.4491 | Acquired | 32230 | Direct |
| 2018-09-11 | Common Stock | M | 4474 | $2.6569 | Acquired | 36704 | Direct |
| 2018-09-11 | Common Stock | M | 11503 | $3.7816 | Acquired | 48207 | Direct |
| 2018-09-11 | Common Stock | S | 44500 | $25.1548 | Disposed | 3707 | Direct |
| 2018-09-11 | Common Stock | S | 500 | $25.61 | Disposed | 3207 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-11 | Stock Option (right to buy) | $2.6569 | M | 13241 | Disposed | 2024-02-24 | Common Stock (13421) | Direct |
| 2018-09-11 | Stock Option (right to buy) | $3.7816 | M | 10225 | Disposed | 2024-09-17 | Common Stock (10225) | Direct |
| 2018-09-11 | Stock Option (right to buy) | $7.4491 | M | 5377 | Disposed | 2025-03-25 | Common Stock (5377) | Direct |
| 2018-09-11 | Stock Option (right to buy) | $2.6569 | M | 4474 | Disposed | 2024-02-24 | Common Stock (4474) | Direct |
| 2018-09-11 | Stock Option (right to buy) | $3.7816 | M | 11503 | Disposed | 2024-09-17 | Common Stock (11503) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2018.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.59 to $25.58 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The options are 100% vested and exercisable.
F4: The option shares vest over four years. 25% of the option shares vest and become exercisable on February 16, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.