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Natera, Inc. — Director's Dealing 2018
Sep 18, 2018
30253_dirs_2018-09-18_92464840-952e-4299-9243-8a70f6548626.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2018-09-14
Reporting Person: Cozzens Todd C (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-14 | Stock Option (right to buy) | $24.42 | A | 11169 | Acquired | 2028-09-13 | Common Stock (11169) | Direct |
| 2018-09-14 | Restricted Stock Units | $ | A | 5785 | Acquired | Common Stock (5785) | Direct |
Footnotes
F1: The option shares will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The option shares will become fully vested and exercisable in the event that the Company is subject to a change in control.
F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.
F3: The RSUs will vest and become exercisable in full on the earlier of (x) the date that is 12 months following the date of grant (September 14, 2018) or (y) the date of the annual stockholder meeting next following the grant. The RSU shares will become fully vested and exercisable in the event that the Company is subject to a change in control.