Natera, Inc. — Director's Dealing 2018

Jan 8, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2016-08-05

Reporting Person: CLAREMONT CREEK VENTURES L P (10% Owner)
Reporting Person: Claremont Creek Partners fund L P (10% Owner)
Reporting Person: Claremont Creek Ventures II LP (10% Owner)
Reporting Person: GOLDHABER NATHANIEL (10% Owner)
Reporting Person: Hawks Randall (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-05	Common Stock	J	327922	—	Disposed	6230694	Indirect
2016-08-05	Common Stock	J	11010	—	Disposed	209301	Indirect
2016-08-05	Common Stock	J	3278	—	Acquired	3278	Indirect
2016-08-05	Common Stock	J	3278	—	Disposed	0	Indirect
2016-08-05	Common Stock	J	5842	—	Acquired	5842	Indirect
2016-08-05	Common Stock	J	117	—	Acquired	117	Indirect
2016-08-05	Common Stock	J	3873	—	Acquired	3873	Indirect
2016-08-05	Common Stock	J	30557	—	Disposed	580853	Indirect
2016-08-05	Common Stock	J	313	—	Acquired	313	Indirect
2016-08-05	Common Stock	J	313	—	Disposed	0	Indirect
2016-08-05	Common Stock	J	134	—	Acquired	5976	Indirect
2016-08-05	Common Stock	J	134	—	Acquired	4007	Indirect
2017-11-27	Common Stock	J	266237	—	Disposed	5964457	Indirect
2017-11-27	Common Stock	J	8943	—	Disposed	200358	Indirect
2017-11-27	Common Stock	J	2662	—	Acquired	2662	Indirect
2017-11-27	Common Stock	J	2662	—	Disposed	0	Indirect
2017-11-27	Common Stock	J	4743	—	Acquired	10719	Indirect
2017-11-27	Common Stock	J	96	—	Acquired	213	Indirect
2017-11-27	Common Stock	J	3144	—	Acquired	7151	Indirect
2017-11-27	Common Stock	J	24820	—	Disposed	556033	Indirect
2017-11-27	Common Stock	J	255	—	Acquired	255	Indirect
2017-11-27	Common Stock	J	255	—	Disposed	0	Indirect
2017-11-27	Common Stock	J	109	—	Acquired	10828	Indirect
2017-11-27	Common Stock	J	109	—	Acquired	7260	Indirect

Footnotes

F1: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F2: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F3: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV and CCPF described in footnote (1).

F4: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F5: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP without consideration to its members.

F6: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures II, L.P. ("CCV II") to its partners, including its general partner, Claremont Creek Partners II, LLC ("CCP II").

F7: These shares are owned directly by CCV II, of which CCP II is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F8: These shares are owned directly by CCP II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F9: Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by CCV II described in footnote (6).

F10: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.

F11: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (1) and (5) as follows: (i) 4,699 shares from CCPF and (ii) 1,143 shares from CCP. The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F12: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F13: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (1) and (5) as follows: (i) 2,730 shares from CCPF, and (ii) 1,143 shares from CCP.

F14: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 3,815 shares from CCPF, and (ii) 928 shares from CCP. The shares are held by Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F15: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18) and (20) as follows: (i) 2,216 shares from CCPF, and (ii) 928 shares from CCP.

F16: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution described in footnote (10). The shares are held by the Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F17: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (10).

F18: Represents a pro rata in kind distribution without consideration by CCV and CCPF to their respective partners, including their general partner, CCP.

F19: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV and CCPF described in footnote (18).

F20: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP without consideration to its members.

F21: Represents a pro rata in kind distribution without consideration by CCV II to its partners, including its general partner, CCP II.

F22: Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by CCV II described in footnote (21).

F23: Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.

F24: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution described in footnote (23). The shares are held by the Goldhaber Investments. Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F25: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (23).

F26: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distributions described in footnote (18). The shares are held by the Gerson Trust. Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.