Natera, Inc. — Director's Dealing 2018

May 17, 2018

SEC Form 4/A — Form 4/A

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2018-05-11

Reporting Person: CLAREMONT CREEK VENTURES L P (10% Owner)
Reporting Person: Claremont Creek Partners fund L P (10% Owner)
Reporting Person: Claremont Creek Ventures II LP (10% Owner)
Reporting Person: Hawks Randall (10% Owner)
Reporting Person: GOLDHABER NATHANIEL (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-05-11	Common Stock	J	295242	—	Disposed	5669215	Indirect
2018-05-11	Common Stock	J	10018	—	Disposed	190340	Indirect
2018-05-11	Common Stock	J	2982	—	Acquired	2982	Indirect
2018-05-14	Common Stock	S	994	$11.48	Disposed	1998	Indirect
2018-05-11	Common Stock	J	4273	—	Acquired	14992	Indirect
2018-05-14	Common Stock	S	1424	$11.48	Disposed	13568	Indirect
2018-05-11	Common Stock	J	107	—	Acquired	320	Indirect
2018-05-11	Common Stock	J	2483	—	Acquired	9634	Indirect
2018-05-14	Common Stock	S	828	$11.48	Disposed	8806	Indirect
2018-05-14	Common Stock	S	9267	$11.48	Disposed	546766	Indirect

Footnotes

F1: Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").

F2: These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F3: Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).

F4: These shares are owned directly by CCP. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F5: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.38 to $11.55 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F7: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.

F8: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).

F9: These shares are owned directly by Claremont Creek Ventures II, L.P., of which Claremont Creek Partners II, LLC ("CCP II") is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.