Natera, Inc. — Director's Dealing 2018

Oct 15, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Natera, Inc. (NTRA)
CIK: 0001604821
Period of Report: 2018-10-12

Reporting Person: Chapman Steven Leonard (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-10-12	Common Stock	M	23678	$10.41	Acquired	24240	Direct
2018-10-12	Common Stock	M	11322	$10.73	Acquired	35562	Direct
2018-10-12	Common Stock	S	35000	$20.6627	Disposed	562	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-10-12	Stock Option (right to buy)	$10.41	M	23678	Disposed	2027-06-08	Common Stock (23678)	Direct
2018-10-12	Stock Option (right to buy)	$10.73	M	11322	Disposed	2018-03-12	Common Stock (11322)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2018.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.23 to $21.08 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.

F4: The option shares vest over four years. 25% of the option shares vest and become exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.